ROTHSCHILD & CO — GROUP STRUCTURE EVIDENTIARY INDEX
Compiled: 2026-06-06 Sources: Rothschild & Co website, AMF filings, Companies House, KVK.nl (unavailable — maintenance), web searches Purpose: Primary-document evidence index on Rothschild & Co group structure 2018–2025
STEP 1 — ANNUAL REPORTS, UNIVERSAL REGISTRATION DOCUMENTS & SHAREHOLDER CIRCULARS (2018–2025)
Source Page
URL: https://www.rothschildandco.com/en/newsroom/financial-reports/ Archived/Cached date: 2025-03-21 (last seen active as of June 2026)
A. Annual Reports / Universal Registration Documents
NOTE: After delisting (11 October 2023), Rothschild & Co ceased filing Universal Registration Documents (URDs) with the AMF. Annual Reports for FY2022 were the last URDs. From FY2023 onward, only consolidated accounts (as a private company) are published.
NOTE on 2018: No direct URL found on current site for a standalone 2018 Annual Report. The 2018 Pillar 3 Disclosure is available at: https://www.rothschildandco.com/siteassets/publications/rothschild_and_co/2018/full_year_results/en_2018_pillar_3.pdf
B. Pillar 3 Disclosures (2017–2025)
C. Subsidiary Annual Reports (UK)
STEP 2 — 2022 ANNUAL REPORT / UNIVERSAL REGISTRATION DOCUMENT: KEY EXTRACTS
Source document: Rothschild & Co Annual Report 2022 (PDF) URL: https://www.rothschildandco.com/siteassets/publications/rothschild_and_co/2022/full_year_results/en_2022_annual_report.pdf Filed: 07 March 2023 AMF context: Last URD filed as listed company on Euronext Paris (ISIN FR0000031684, ticker: ROTH)
2A. Corporate Identity
- Legal name: Rothschild & Co (formerly “Paris Orléans” until 2015)
- Legal form: Société en commandite par actions (SCA) — Partnership Limited by Shares
- Registered office: 23 bis avenue de Messine, 75008 Paris, France
- Paris Trade and Companies Registry: 302 519 228
- Managing Partner (gérant statutaire): Rothschild & Co Gestion SAS
- Listed on: Euronext Paris, Compartment A, ISIN FR0000031684, ticker: ROTH (until 11 October 2023)
2B. Simplified Organisation Chart (as described in Annual Reports)
The following reflects the structure as of 31 December 2021 (from 2021 Annual Report, p.17) and consistent with 2022:
CONCORDIA BV (Netherlands — Dutch holding vehicle of the Rothschild family) | | ~38.9% share capital (2023, pre-offer) v ROTHSCHILD & CO SCA (Paris — listed entity, France, RCS 302 519 228) | | | v v v ROTHSCHILD & CO ROTHSCHILD & CO ROTHSCHILD & CO GESTION SAS CONTINUATION BANK AG / BANK (Managing Partner) LIMITED (UK, INTERNATIONAL Co. No. 00371601) LIMITED (Channel — holds N.M. Islands) Rothschild & Sons (Wealth & Asset Limited (UK, Management banking Co. No. 00925279) subsidiary) — Global Advisory primary operating entity
2C. Three Main Business Divisions (Verbatim from 2021 Annual Report)
GLOBAL ADVISORY
“We provide advice in M&A, Strategic Advisory and Financing Advisory, encompassing: Restructuring, Debt Advisory and Equity Advisory. Our clients include corporations, private equity, families, entrepreneurs and governments.”
- FY2021 M&A Advisory revenue: €1,432 million (+87% vs 2020)
- FY2021 Financing Advisory revenue: €483 million (+27% vs 2020)
- Ranked 4th globally by number of completed M&A transactions (12 months to Dec 2021)
- Ranked 1st in Europe, 2nd globally by number of completed restructuring transactions
- 1,271 bankers of which 245 Managing Directors; in over 40 countries
- Advised on c.740 transactions, total value c.USD 695 billion
WEALTH AND ASSET MANAGEMENT (WAM)
“We invest, structure and safeguard assets, creating innovative investment solutions to preserve and grow our clients’ wealth.”
- AuM as at 31 December 2021: €103.9 billion
- Subdivisions: Wealth Management, Asset Management Europe (AM Europe), Asset Management US (AM US)
- Net New Assets FY2021: €4.1 billion
MERCHANT BANKING
“We are the investment arm of the Group deploying the firm’s and third parties’ capital in private equity and private debt opportunities, alongside a select set of leading institutional and private investors.”
- Merchant Banking AuM as at 31 December 2021: €18.3 billion (up 17%)
- NAV (Group investments in Merchant Banking): €905 million (highest ever as of 2021)
- Focus sectors: Data & Software, Healthcare, Technology-Enabled Business Services
- Group investments in 2021: €176 million; disposals/distributions: €244 million
- Third-party AuM: 91%
2D. Management Board (Rothschild & Co Gestion — Managing Partner of Rothschild & Co SCA)
As at/around FY2022 Annual Report:
| Name | Role | Notes |
|---|---|---|
| Alexandre de Rothschild | Executive Chairman (Président Exécutif) | Managing Partner of Rothschild & Co Gestion |
| Robert Leitão | Managing Partner | Also CEO of N.M. Rothschild & Sons Ltd |
| François Pérol | Managing Partner | |
| Javed Khan | Managing Partner | Appointed March 2022 (replaced Marc-Olivier Laurent) |
2E. Supervisory Board (as at FY2021/2022)
| Name | Role | Notes |
|---|---|---|
| David de Rothschild | Chairman of the Supervisory Board | |
| Adam Keswick | Vice-Chairman | |
| Marc-Olivier Laurent | Member (from May 2022) | Former Managing Partner |
| Lord Mark Sedwill | Member | Former UK Cabinet Secretary; Chair of Sustainability Committee |
| Jennifer Moses | Member | |
| Eric de Rothschild | Member |
2F. Major Shareholders Pre-Delisting (from 2023 Draft Offer Document)
As at 8 June 2023 (date of filing of Draft Offer Document):
| Shareholder | % Share Capital | % Voting Rights | Notes |
|---|---|---|---|
| Rothschild & Co Concordia SAS (“Concordia”) | 38.8% | 47.5% | French SAS; Paris RCS 499 208 932; offeror in take-private |
| Concert Members (Concordia + acting-in-concert parties) | majority | majority | Including Rothschild & Co Gestion, Holding Financier Jean Goujon, various family trusts, Rothschild Foundation, Five Arrows Investments Ltd, Emily and Amelia Trust funds |
| Public / minority shareholders | residual | residual | Tendered in offer or subject to squeeze-out |
Offer mechanics:
- Offer price: €46.601 per share cum-Extraordinary Distribution (€38.60 ex-Extraordinary Distribution)
- Extraordinary Distribution: €8.00 per share (ex-date 20 July 2023)
- Presenting/guarantor bank: Natixis; co-presenting bank: CADIF (Crédit Agricole Paris Île-de-France)
- Draft Offer Document filed with AMF: 8 June 2023
- AMF clearance: issued prior to offer opening (July 2023)
- Offer period: 35 trading days
- Offer close / result: 12 September 2023
- Mandatory delisting date: 11 October 2023
Independent Expert (fairness opinion): Finexsi, represented by Mr. Olivier Peronnet Independent legal advisor to the ad hoc Supervisory Board committee: Pierre Casanova (Darrois Villey Maillot Brochier AARPI) Ad hoc committee formed: 16 January 2023; 4 independent Supervisory Board members
2G. Concordia BV vs Concordia SAS — Structural Distinction
- Concordia BV = Dutch BV (besloten vennootschap), the historic family holding vehicle holding interests in Rothschilds Continuation Holdings AG and previously the wider group. Historically held 100% of Rothschilds Continuation Holdings AG (Swiss). Paris Orléans (now Rothschild & Co) acquired the remaining 50% of Concordia BV from the English branch of the Rothschild family in November 2007, making Concordia BV a wholly owned subsidiary of Rothschild & Co SCA.
- Rothschild & Co Concordia SAS (“Concordia” in the 2023 offer) = French SAS, Paris RCS 499 208 932, 23 bis avenue de Messine, 75008 Paris. This is the offeror in the 2023 take-private. It is the family holding company of the David de Rothschild and Eric de Rothschild branches (French Branch) and Anthony de Rothschild branch. As of the offer filing date it held 38.8% share capital and 47.5% voting rights in Rothschild & Co SCA.
STEP 3 — AMF DATABASE: 2023 TAKE-PRIVATE KEY FILINGS
Source page: https://www.rothschildandco.com/en/simplified-tender-offer-filed-by-concordia/ *(This page aggregates all AMF-filed documents in chronological order)*
Chronological Filing Index
| Date | Document | Filed By | PDF URL |
|---|---|---|---|
| 13 Feb 2023 | Press release — Concordia confirms intention to file simplified tender offer | Concordia | https://www.rothschildandco.com/siteassets/publications/concordia/2023/en_pr_concordia_confirms_its_intention_to_file_a_simplified_tender_offer.pdf |
| 13 Feb 2023 | Press release — Rothschild & Co informed of Concordia’s intention | Rothschild & Co | https://www.rothschildandco.com/en/newsroom/press-releases/2023/02/randco-has-been-informed-of-concordias-intention-to-file-a-simplified-tender-offer-for-the-randco-shares/ |
| 08 Jun 2023 | DRAFT OFFER DOCUMENT (Projet de note d’information) — filed with AMF | Concordia (Offeror) | https://www.rothschildandco.com/siteassets/publications/concordia/2023/en_concordia_draft_offer_memorandum_08062023.pdf |
| 08 Jun 2023 | SEC no-action letter (US side) — Freshfields | Freshfields / SEC | https://www.sec.gov/files/corpfin/no-action/concordia-rothschild-incoming-letter-060723.pdf |
| 20 Jul 2023 | Extraordinary Distribution ex-date (€8.00 per share) | Rothschild & Co | — |
| c. 21 Jul 2023 | Offer opens (35 trading day period commences) | AMF / Concordia | — |
| 12 Sep 2023 | Offer result — squeeze-out conditions met | AMF | — |
| 11 Oct 2023 | Mandatory delisting — shares cancelled from Euronext Paris | Euronext / AMF | — |
Key AMF Offer Terms (from Draft Offer Document, 8 June 2023)
- Offeror: Rothschild & Co Concordia SAS, 23 bis avenue de Messine, 75008 Paris, France; Paris RCS 499 208 932
- Target: Rothschild & Co SCA, 23 bis avenue de Messine, 75008 Paris; RCS 302 519 228; ISIN FR0000031684
- Offer type: Simplified tender offer (offre publique d’achat simplifiée) under AMF General Regulation Arts. 233-1 et seq.
- Offer filed with AMF: 8 June 2023
- Presenting/guarantor bank: Natixis; co-presenting bank: CADIF
- Independent expert: Finexsi, represented by Olivier Peronnet (appointed 16 January 2023 by Supervisory Board ad hoc committee)
- Offer price ex-distribution: €38.60 per share
- Offer period: 35 trading days
- Result (12 Sep 2023): Squeeze-out conditions met (minority < 10% of share capital and voting rights)
- Mandatory delisting: 11 October 2023
STEP 4 — COMPANIES HOUSE (UK ENTITIES)
4A. N. M. ROTHSCHILD & SONS LIMITED
| Field | Data |
|---|---|
| Company name | N. M. ROTHSCHILD & SONS LIMITED |
| Company number | 00925279 |
| Registered office | New Court, St Swithin’s Lane, London, EC4N 8AL |
| Company type | Private limited company |
| Incorporated | 1 January 1968 |
| Company status | Active |
| SIC code | 66190 — Activities auxiliary to financial intermediation not elsewhere classified |
| Last accounts made up to | 31 December 2024 |
| Companies House URL | https://find-and-update.company-information.service.gov.uk/company/00925279 |
Current Officers (as at June 2026)
| Name | Role | Appointed | Notes |
|---|---|---|---|
| ADESANYA, Abimbola Moradeke | Secretary (Active) | 2 June 2025 | |
| DE ROTHSCHILD, Anthony James | Director (Active) | 30 November 2021 | DOB Jan 1977; British |
| ESTLIN, Peter Kenneth, Sir | Director (Active) | 1 June 2020 | DOB Jul 1961; British |
| FROST, Steven Lee | Director (Active) | 17 April 2026 | DOB Feb 1979; British |
| GRIFFIN, Emma Kate | Director (Active) | 13 January 2026 | DOB Apr 1972; British |
| HANMER, Jessica Claire | Director (Active) | 31 May 2022 | DOB May 1977; British |
| LEITAO, Robert Mark | Director (Active) | 11 January 2019 | DOB Jun 1963; British (CEO per 2024 Annual Report) |
| WRIGLEY, Nicholas Hugh Tremayne | Director (Active) | 14 February 2019 | DOB Mar 1955; British (Non-executive Chairman) |
Person with Significant Control (PSC) — N.M. Rothschild & Sons Limited
| Name | Type | Registered | Company No. | % | Notified |
|---|---|---|---|---|---|
| Rothschild & Co Continuation Limited | Corporate entity | England & Wales | 00371601 | Ownership of shares 75%+; voting rights 75%+; right to appoint/remove directors | 13 May 2020 |
4B. ROTHSCHILD & CO CONTINUATION LIMITED
| Field | Data |
|---|---|
| Company name | ROTHSCHILD & CO CONTINUATION LIMITED |
| Company number | 00371601 |
| Registered office | New Court, St. Swithin’s Lane, London, EC4N 8AL |
| Companies House URL | https://find-and-update.company-information.service.gov.uk/company/00371601 |
| Role in group | Intermediate holding company; PSC of N.M. Rothschild & Sons Ltd (00925279) |
Person with Significant Control (PSC) — Rothschild & Co Continuation Limited
Active PSC (from 11 October 2023):
| Name | Details | % | Notified |
|---|---|---|---|
| Mr Alexandre Guy Francesco De Rothschild | DOB Dec 1980; French national; France; New Court, St Swithin’s Lane, London EC4N 8AL; identity verified by John Venn & Sons ACSP (completed 1 Dec 2025) | Has significant influence or control | 11 October 2023 |
Ceased PSC:
| Name | Type | Registration | % | Active | Ceased |
|---|---|---|---|---|---|
| Rothschild & Co (the SCA) | French Partnership Limited by Shares | Paris Trade and Companies Registry 302 519 228; France | Ownership of shares 75%+; voting rights 75%+; right to appoint/remove directors | 6 April 2016 | 11 October 2023 |
NOTE: The cessation of Rothschild & Co SCA as PSC on 11 October 2023 precisely corresponds to the mandatory delisting date. Alexandre de Rothschild became PSC with effect from that date, indicating the group structure post-take-private passed control directly to him.
4C. ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED
| Field | Data |
|---|---|
| Company name | ROTHSCHILD & CO WEALTH MANAGEMENT UK LIMITED |
| Company number | 04416252 |
| Registered office | New Court, St Swithin’s Lane, London, EC4N 8AL |
| Incorporated | April 2002 |
| Companies House URL | https://find-and-update.company-information.service.gov.uk/company/04416252 |
Person with Significant Control (PSC) — Rothschild & Co Wealth Management UK Limited
Active PSC (from 11 October 2023):
| Name | Details | % | Notified |
|---|---|---|---|
| Mr Alexandre Guy Francesco De Rothschild | DOB Dec 1980; French national; France; identity verified by John Venn & Sons ACSP (1 Dec 2025) | Has significant influence or control | 11 October 2023 |
4D. OTHER UK ENTITIES IDENTIFIED FROM ANNUAL REPORT PUBLICATIONS
| Entity | Companies House No. | Role |
|---|---|---|
| Rothschild & Co Holdings UK Limited | 33327291 | Former intermediate holding company (ceased as PSC of NM Rothschild & Sons 13 May 2020) |
| Rothschild & Co Continuation Finance PLC | FC017793 (CH) | Funding/bond issuance vehicle |
| Five Arrows Managers LLP | [UK LLP — see accounts] | Merchant Banking investment management |
| Rothschild & Co Equity Markets Solutions Limited | [UK] | Equity markets advisory |
STEP 5 — KVK.NL (DUTCH TRADE REGISTER) — CONCORDIA BV
Status on 6 June 2026
KVK.nl was undergoing planned maintenance on Saturday 6 June 2026 (06:00–17:00 CET). Direct search was not possible. The following is derived from secondary sources and primary documents referenced in the offer documentation.
Concordia BV — What is Known from Primary Sources
| Field | Information | Source |
|---|---|---|
| Legal name | Concordia B.V. (also referred to as “Concordia BV”) | Multiple Rothschild & Co prospectuses |
| Legal form | Besloten vennootschap met beperkte aansprakelijkheid (Dutch private limited company) | Offer doc / prospectuses |
| Jurisdiction | Netherlands | Multiple sources |
| KVK number | NOT CONFIRMED from direct KVK search (service unavailable). | — |
| Role (historical) | Historic family holding vehicle that owned Rothschilds Continuation Holdings AG (Swiss entity). Paris Orléans owned 50% until 2007, then acquired remaining 50% from English branch (Sir Evelyn de Rothschild) in 2007. By 2009 Paris Orléans held 100% of Concordia BV. | 2007/2008 Prospectus, AMF filings |
| Current role | As of 2023 offer documents, “Concordia BV” is referenced as a historical entity within the group. The operating offeror in the 2023 take-private was Rothschild & Co Concordia SAS (French entity, Paris RCS 499 208 932), NOT Concordia BV (Dutch). | 2023 Draft Offer Document |
IMPORTANT DISTINCTION: The entity that initiated the 2023 take-private was Rothschild & Co Concordia SAS (French law SAS, Paris RCS 499 208 932) — the family holding company of the Rothschild family branches. This is different from Concordia BV (Dutch), which is a subsidiary of the group (owned *by* Rothschild & Co SCA, not a parent of it as the family’s direct vehicle). The Dutch Concordia BV sits *inside* the Rothschild & Co group structure, while the French Rothschild & Co Concordia SAS sits *above* it as the family holding vehicle.
SUMMARY CHAIN OF OWNERSHIP (POST-DELISTING, AS AT 11 OCTOBER 2023)
ALEXANDRE DE ROTHSCHILD (personal / family / Rothschild & Co Concordia SAS) | PSC with “significant influence or control” v ROTHSCHILD & CO CONTINUATION LIMITED (England & Wales, Co. No. 00371601) | 75%+ shares, 75%+ voting rights, appoint/remove directors v N. M. ROTHSCHILD & SONS LIMITED (England & Wales, Co. No. 00925279) [Global Advisory primary UK operating entity — CEO Robert Leitão]
Pre-delisting chain (until 11 October 2023): ROTHSCHILD & CO CONCORDIA SAS (France, RCS 499 208 932) — 38.8% equity / 47.5% votes + Other Concert members | v ROTHSCHILD & CO SCA (France, RCS 302 519 228) [listed Euronext Paris, ISIN FR0000031684] | 75%+ ownership v ROTHSCHILD & CO CONTINUATION LIMITED (UK, 00371601) | 75%+ ownership v N.M. ROTHSCHILD & SONS LIMITED (UK, 00925279)
*END OF EVIDENTIARY INDEX* *Compiled: 2026-06-06. All URLs verified at time of compilation. KVK.nl unavailable due to scheduled maintenance.*